SERVICES

We provide guidance to investment managers seeking to improve their processes.

OPERATIONAL DUE DILIGENCE

  • Firm and Fund Governance
  • Trading systems and processes
  • Middle and Back Office processes
  • Cash handling and anti-fraud procedures
  • Service provider and Counterparty relationships
  • Regulatory Compliance
  • Crisis Management
  • Business Continuity and Disaster Recovery planning
  • IT and Cyber-Security
  • Physical Security
  • HR processes

INTERIM ROLES

David Canty, director of DC ODD Consulting Ltd can fill interim roles in Operational Due Diligence, providing sufficient breadth and depth of experience to add great value. For more information about David Canty’s experiences Click here